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Joseph Phillip Arce

The Norden Group LLC

Scottsdale, AZ

Provo, UT

CRD 3119142

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Employer firm

The Norden Group LLC CRD 323988

$1.97B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
The Norden Group Llc

5255 N Edgewood Drive Suite 225, Provo, UT 84604 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-05
  • CA RA
    APPROVED
    Since 2025-01-05

Branch Locations

Scottsdale, AZ • United States

5255 N Edgewood Drive Suite 225, Provo, UT 84604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wheelerfrost - Wealth Managers San Diego CA 11/2014 04/2023
Wfa Of San Diego Charlotte NC 11/2014 04/2023
Key Bridge Compliance Covington KY 05/2023 08/2024
The Norden Group Llc Provo UT 11/2024 Present
  • 11/2014 → 04/2023
    Wheelerfrost - Wealth Managers
    San Diego, CA
  • 11/2014 → 04/2023
    Wfa Of San Diego
    Charlotte, NC
  • 05/2023 → 08/2024
    Key Bridge Compliance
    Covington, KY
  • 11/2024 → Present
    The Norden Group Llc
    Provo, UT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-07-22
  • S66 Uniform Combined State Law Examination
    1998-07-22
Other Names
  • Joseph Arce

View on SEC IAPD

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