Best Investors Account Sign in

Clay Jordan Brooks

Abound Wealth Strategies

Indianapolis, IN

Claim This Profile
Current Employers
Abound Wealth Strategies

9101 Wesleyan Rd Ste 420, Indianapolis, IN 46268 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2020-01-21
  • IN RA
    APPROVED
    Since 2020-01-21

Branch Locations

9101 Wesleyan Rd Ste 420, Indianapolis, IN 46268 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Indianapolis IN 10/2012 02/2017
International Assets Advisory, Llc Indianapolis IN 03/2017 02/2020
Abound Wealth Strategies Llc Indianapolis IN 02/2020 Present
Great Point Capital, Llc Chicago IL 06/2023 Present
  • 10/2012 → 02/2017
    J.P. Morgan Securities Llc
    Indianapolis, IN
  • 03/2017 → 02/2020
    International Assets Advisory, Llc
    Indianapolis, IN
  • 02/2020 → Present
    Abound Wealth Strategies Llc
    Indianapolis, IN
  • 06/2023 → Present
    Great Point Capital, Llc
    Chicago, IL
Previous Registrations
  • 2017-03-11 → 2020-02-10
    International Assets Investment Management, Llc
    Indianapolis, IN
    Orlando, FL
  • 2012-10-01 → 2017-03-09
    J.P. Morgan Securities Llc
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
  • 2010-07-22 → 2012-10-01
    Chase Investment Services Corp.
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
  • 2007-09-27 → 2009-10-28
    Mml Investors Services, Llc
    Indianapolis, IN
Other Businesses

ABOUND WEALTH STRATEGIES, LLC 5610 CRAWFORDSVILLE ROAD, SUITE 905, INDIANAPOLIS, IN 46224 - dba FOR INVESTMENT BUSINESS - PRESIDENT/100% OWNER SINCE 3/2017 - APPROX 15 HRS/WK - SALARIED. Licensed Life Insurance Agent for Flat Insurance; Paid Tax Preparer for Clients.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-10-03
S66 Uniform Combined State Law Examination 2007-06-26
  • S63 Uniform Securities Agent State Law Examination
    2023-10-03
  • S66 Uniform Combined State Law Examination
    2007-06-26
Designations
Other Names
  • Clay Brooks
  • Clay Jordan Brooks

View on SEC IAPD

Other Firms

SANCTUARY ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
NORTHWEST FINANCIAL SERVICES INC
INVESTMENT ADVISORS OF INDIANAPOLIS INC
BAXTER CAPITAL MANAGEMENT INC
CRF FINANCIAL GROUP
NORTHBOUND WEALTH
LPL FINANCIAL LLC

Other Investors

MARTIN WAYNE RICE
Michael REED Myers
BEAU MCCOY BARRETT
MICHAEL H LONGLEY
DAVID B GILMORE
Lucy L Gilmore
AARON JAMES PETTERSEN
HOLLY MARIE WHARTON

Other Offices

SANCTUARY ADVISORS, LLC · Indianapolis, IN
SANCTUARY ADVISORS, LLC · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
NORTHWEST FINANCIAL SERVICES INC · INDIANAPOLIS, IN
NORTHWEST FINANCIAL SERVICES INC · Indianapolis, IN
INVESTMENT ADVISORS OF INDIANAPOLIS INC · INDIANAPOLIS, IN
BAXTER CAPITAL MANAGEMENT INC · INDIANAPOLIS, IN

More in Indianapolis, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor