Mark Joseph Hawald

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2002 → Present
  Astro Services, Inc.
  Solon, OH
• 06/2000 → Present
  Allstar Construction Services, Inc Dba Allstar Incentives
  Chgrin Falls, OH
• 03/2010 → 10/2024
  American Portfolios Financial Services, Inc.
  Aurora, OH
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2010-03-25 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2007-05-08 → 2010-04-07
  Ameriprise Financial Services, Llc
  Westlake, OH

Other Businesses

1.AllStar Business Services, Inc. - BUSINESS RECEIVES COMMISSION FROM ASTRO TRAVEL,INC:not securities related, start date = 12/31/2001, 4 hours per month, 0 hours during market hours 2.BOARD OF DIRECTORS,JOHN CARROLL BLUE GOLD CLUB,ATHLETIC BOOSTER CLUB FOR JOHN CARROLL UNIVERSITY,COMP:$0, 1 hour per month, 0 hours during market hours 3. WELL POINT INC. - ANTHEM HEALTH, NOT SECURITIES RELATED, HEALTH INSURANCE SALES. 2 HRS PER MONTH, 0 HRS DURING MARKET HRS. 4.John Carroll UNIVERSITY - ASSISTANT WRESTLING COACH. START DATE: 10/2013; DEVOTES 10 HRS PER MONTH. 10/16/13 5.EDGEWATER RESERVE HOMEOWNERS ASSOCIATION-HOA MEMBER. NOT SECURITIES RELATED. START DATE 4/1/2001. 1 HOUR DEVOTED PER MONTH. 0% OWNERSHIP. 6.CRUMP LIFE INSURANCE. LIFE INSURANCE & LTC SALES. NOT SECURITIES RELATED. START DATE 3/18/2010. INSURANCE SALES AGENT. 2 HOURS DEVOTED PER MONTH. 7. ADVANCED INNOVATIVE MTG, INC. LASER CUTTING MANUFACTURING COMPANY. NOT SECURITIES RELATED. START DATE 6/18/2014. TREASURER, CFO 40% OWNERSHIP. 80 HOURS DEVOTED PER MONTH, ZERO HOURS DURING MARKET HOURS. 8. Astro Travel. Company Generates commissions for travel business. not securities related. start date 12/31/2001. 4 hours devoted per month, zero hours during market hours. 9. Relliance Standard-Dental and Vision Insurance. PO Box 82510, Lincoln, NE 68501 Not investment related , start date 4/1/2019. Insurance Sales Agent. 2 Devoted hours per month/ Zero hours devoted per month during market hours. Insurance Sales Agent 0% 10. Business Underwriters Association 3700 Embassy Parkway Suite 450 Akron, OH 44333. Medical Insurance, not investment related. Start date 04/1/2019. Insurance Agent 0% Hours Devoted per month 1 hour. Hours Devoted Per Month During Market Hours 0 11. J&M Holdings, LLC 116 Lena Drive Aurora, OH Investment in Holding Company for Property I Purchased. Not investment related start date 3/18/2010 50% Ownership 10 hours devoted per month many weekends Zero hours devoted per month during market hours. 12.ALLSTAR BUSINESS SERVICES, INC POSITION: president NATURE: AllStar Business Services, Inc. is an S Corp that is used to file taxes. I have had this business over 40 years. Ameriprise and American Portfolios never had any issues or concerns with my business. It has nothing to do with my Osaic business. As requested by OSAIC I set up my personal savings account with Chase Bank to receive my OSAIC commissions. I then transfer my commissions to AllStar Business so I can file my income taxes. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/06/1984 ADDRESS: 9475 Mallard Pointe, Chagrin Falls OH 44023, United States DESCRIPTION: Reconcile bank statements monthly. Ameriprise and American Portfolios never had any issues or concerns with my business. It has nothing to do with my Osaic business. As requested by OSAIC I set up my personal savings account with Chase Bank to receive my OSAIC commissions. I then transfer my commissions to AllStar Business so I can file my income taxes. 13. J AND M HOLDINGS, LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/16/2019 ADDRESS: 255 Campus Drive, Aurora OH 44202, United States DESCRIPTION: Receive rent payment from one (1) tenant and reconcile bank statements monthly 14. ADVANCED INNOVATIVE MANUFACTURING, INC. POSITION: CFO NATURE: Metal manufacturing company INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/18/2014 ADDRESS: 255 Campus Drive, Aurora OH 44202, United States DESCRIPTION: Oversee finances of business and 20% share holder

Exams

• S66 Uniform Combined State Law Examination
  2007-10-24