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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-08-16 |
| TX | RA | APPROVED_RES | 2022-08-15 |
Branch Locations
One Town Center Road Suite 660 [Satellite], Boca Raton, FL 33486 • United States
3825 Pga Boulevard Ste 601, Palm Beach Gardens, FL 33410 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Boca Raton | FL | 03/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Boca Raton | FL | 11/2016 | 08/2022 |
| Wells Fargo Advisors Financial Network, Llc | Palm Beach Gardens | FL | 08/2022 | Present |
FORDHAM SALES INC, INV RELATED, BOYNTON BEACH, FL, 100% OWNERSHIP WITH SPOUSE, START 2/4/1997, 160 HOURS PER MONTH, 130 HOURS DURING TRADING, FINET PRACTICE. SR GP, LLC; INV RELATED; PALM BEACH GARDENS, FL; MERCHANT PARTNERSHIP;90% OWNERSHIP; START DATE: 11/21/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-12 |
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