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Monique Catherine Brown

Morgan Stanley

Dublin, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-09-02
TX RA APPROVED_RES 2022-09-02
  • OH RA
    APPROVED
    Since 2022-09-02
  • TX RA
    APPROVED_RES
    Since 2022-09-02

Branch Locations

545 Metro Place South Suite 300, Dublin, OH 43017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keybank Grove City OH 08/2016 12/2016
Key Investment Services, Llc Cleveland OH 08/2016 12/2016
Key Investment Services, Llc Cleveland OH 12/2016 06/2018
Keybank Grove City OH 12/2016 06/2018
Key Investment Services Indianapolis IN 06/2018 06/2022
Keybank Hilliard OH 06/2018 06/2022
Key Investment Services Llc Brooklyn OH 06/2022 09/2022
Morgan Stanley Smith Barney Llc Dublin OH 09/2022 Present
  • 08/2016 → 12/2016
    Keybank
    Grove City, OH
  • 08/2016 → 12/2016
    Key Investment Services, Llc
    Cleveland, OH
  • 12/2016 → 06/2018
    Key Investment Services, Llc
    Cleveland, OH
  • 12/2016 → 06/2018
    Keybank
    Grove City, OH
  • 06/2018 → 06/2022
    Key Investment Services
    Indianapolis, IN
  • 06/2018 → 06/2022
    Keybank
    Hilliard, OH
  • 06/2022 → 09/2022
    Key Investment Services Llc
    Brooklyn, OH
  • 09/2022 → Present
    Morgan Stanley Smith Barney Llc
    Dublin, OH
Previous Registrations
  • 2016-12-21 → 2022-09-14
    Key Investment Services Llc
    Columbus, OH
    Canton, OH
    Hilliard, OH
    Grove City, OH
    Grove City, OH
    Hilliard, OH
    Cleveland, OH
    Grove City, OH
    Indianapolis, IN
    Grove City, OH
    Grove City, OH
    Brooklyn, OH
    Columbus, OH
    Columbus, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-20
S63 Uniform Securities Agent State Law Examination 2013-08-27
  • S65 Uniform Investment Adviser Law Examination
    2016-12-20
  • S63 Uniform Securities Agent State Law Examination
    2013-08-27
Other Names
  • Monique Catherine Vance
  • Monique C. Brown

View on SEC IAPD

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VOYA FINANCIAL ADVISORS, INC.
GOLDEN RESERVE RETIREMENT, LLC
MML INVESTORS SERVICES, LLC

Other Investors

WILLIAM KEITH ROOT
Jacob Palmer Martin
Michael Klubnik
JESSICA ANNE Hultberg
Timothy Joseph Burkett
Abigail Rose
ANDREW PAUL KEELER
MARK D BEAVER

Other Offices

KEELER & NADLER FAMILY WEALTH · DUBLIN, OH
PFS INVESTMENTS INC. · DUBLIN, OH
PFS INVESTMENTS INC. · DUBLIN, OH
DELTA CAPITAL MANAGEMENT, INC. · DUBLIN, OH
CETERA INVESTMENT ADVISERS LLC · DUBLIN, OH
BROOKSTONE WEALTH ADVISORS, LLC · Dublin, OH
VOYA FINANCIAL ADVISORS, INC. · Dublin, OH
GOLDEN RESERVE RETIREMENT, LLC · Dublin, OH

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