Adam Stewart Wertheimer

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2025-03-31
TX	RA	APPROVED	2025-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chandler	AZ	04/2016	10/2021
Bank Of America, N.A.	Chandler	AZ	04/2016	10/2021
Fidelity Investments	Salt Lake City	UT	10/2021	Present
Fidelity Investments	Boston	MA	03/2025	Present

04/2016 → 10/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
04/2016 → 10/2021

Bank Of America, N.A.

Chandler, AZ
10/2021 → Present

Fidelity Investments

Salt Lake City, UT
03/2025 → Present

Fidelity Investments

Boston, MA

2021-11-18 → 2025-03-31

Fidelity Personal And Workplace Advisors

Salt Lake City, UT
2016-05-03 → 2021-10-19

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ

Scottsdale, AZ

Scottsdale, AZ

Phoenix, AZ

Scottsdale, AZ

Scottsdale, AZ

Scottsdale, AZ
2015-03-16 → 2016-03-11

Schwab Wealth Advisory, Inc.

Phoenix, AZ
2013-08-01 → 2015-04-30

Charles Schwab & Co., Inc.

Phoenix, AZ
2012-09-07 → 2013-07-15

Msi Financial Services, Inc.

Scottsdale, AZ

Greenwood Village, CO

Greenwood Village, CO
2011-06-29 → 2012-08-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Naples, FL

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-04-12
S63	Uniform Securities Agent State Law Examination	2009-12-22