Erik Blaine Tarpley

Employer firm

Tiaa-Cref Individual & Institutional Services, LLC CRD 20472

$37.9B regulatory AUM 35,647 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2007 → 12/2017
  E*Trade Securities Llc
  Dallas, TX
• 10/2007 → 12/2017
  E*Trade Capital Management Llc
  Dallas, TX
• 12/2017 → 11/2020
  Td Ameritrade, Inc.
  Southlake, TX
• 11/2020 → 07/2021
  E*Trade Securities Llc
  Dallas, TX
• 11/2020 → 07/2021
  E*Trade Capital Management Llc
  Dallas, TX
• 07/2021 → 11/2023
  Vanguard Marketing Corporation
  Scottsdale, AZ
• 05/2011 → 12/2017
  Harrisdirect Llc
  Dallas, TX
• 04/2018 → 11/2020
  Td Ameritrade Investment Management, Llc
  Southlake, TX
• 11/2020 → 07/2021
  Harrisdirect Llc
  Dallas, TX
• 07/2021 → 11/2023
  Vanguard Advisers, Inc.
  Scottsdale, AZ
• 01/2024 → Present
  Tiaa-Cref Individual & Institutional Services, Llc
  Frisco, TX
• 11/2023 → Present
  Tiaa
  Frisco, TX

Previous Registrations

• 2021-09-09 → 2023-11-29
  Vanguard Advisers, Inc.
  Scottsdale, AZ
  Plano, TX
• 2020-11-27 → 2021-08-05
  Harrisdirect Llc
  Dallas, TX
  Arlington, VA
  Dallas, TX
• 2018-04-19 → 2020-11-13
  Td Ameritrade, Inc.
  Westlake, TX
  Omaha, NE
  Southlake,, TX
  Westlake, TX
• 2018-04-19 → 2020-11-13
  Td Ameritrade Investment Management, Llc
  Southlake, TX
• 2011-05-23 → 2017-12-19
  Harrisdirect Llc
  Dallas, TX
  Arlington, VA
• 2007-06-22 → 2007-10-16
  Edward Jones
  St Louis, MO
  Marrietta, GA

Exams

• S66 Uniform Combined State Law Examination
  2011-05-21

Other Names

• Erik Tarpley
• Erik Blaine Tarpley
• Erik B Tarpley