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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-03
MO RA APPROVED 2020-06-03
  • TX RA
    APPROVED_RES
    Since 2024-11-03
  • MO RA
    APPROVED
    Since 2020-06-03

Branch Locations

1800 Se Blue Parkway, Lee'S Summit, MO 64063 • United States

818 Thompson Blvd, Sedalia, MO 65301 • United States

3610 Buttonwood Dr Ste 100, Columbia, MO 65201 • United States

3427 William St, Cape Girardeau, MO 63701 • United States

2360 E Sunshine St, Springfield, MO 65804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Atlanta GA 04/2014 04/2020
Suntrust Bank Daytona Beach Shores FL 04/2014 04/2020
Suntrust Advisory Services Atlanta GA 09/2016 04/2020
Suntrust Advisory Services, Inc. Atlanta GA 02/2017 04/2020
Lpl Financial Llc Columbia MO 06/2020 Present
Simmons Bank Columbia MO 06/2020 05/2022
The Bank Of Missouri Columbia MO 05/2022 Present
  • 04/2014 → 04/2020
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 04/2014 → 04/2020
    Suntrust Bank
    Daytona Beach Shores, FL
  • 09/2016 → 04/2020
    Suntrust Advisory Services
    Atlanta, GA
  • 02/2017 → 04/2020
    Suntrust Advisory Services, Inc.
    Atlanta, GA
  • 06/2020 → Present
    Columbia, MO
  • 06/2020 → 05/2022
    Simmons Bank
    Columbia, MO
  • 05/2022 → Present
    The Bank Of Missouri
    Columbia, MO
Previous Registrations
Other Businesses

1) 06/15/2022 - The Bank of Missouri - Not Investment Related - At Reported Business Location(s) - Financial Institution Duty - Business Development - Start Date - 05/06/2022 - 5 Hours Per Month/ 5 Hours During Securities Trading. 2) 06/15/2022 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name The Private Client Group at The Bank of Missouri - Investment Related - At Reported Business Location(s) - Start Date 05/06/2022 - 160 hours per month/ 120 hours during trading 3) 12/05/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name The Private Client Group at TBOM - Investment Related - At Reported Business Location(s) - Start Date 12/02/2025 - 0 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-10-20
S63 Uniform Securities Agent State Law Examination 2014-06-12
  • S65 Uniform Investment Adviser Law Examination
    2016-10-20
  • S63 Uniform Securities Agent State Law Examination
    2014-06-12
Other Names
  • Daniel Dornan
  • Danny Dornan
  • Daniel N/A Dornan
  • Danny N/A Dornan

View on SEC IAPD

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