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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-03 |
| MO | RA | APPROVED | 2020-06-03 |
Branch Locations
1800 Se Blue Parkway, Lee'S Summit, MO 64063 • United States
818 Thompson Blvd, Sedalia, MO 65301 • United States
3610 Buttonwood Dr Ste 100, Columbia, MO 65201 • United States
3427 William St, Cape Girardeau, MO 63701 • United States
2360 E Sunshine St, Springfield, MO 65804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Investment Services, Inc. | Atlanta | GA | 04/2014 | 04/2020 |
| Suntrust Bank | Daytona Beach Shores | FL | 04/2014 | 04/2020 |
| Suntrust Advisory Services | Atlanta | GA | 09/2016 | 04/2020 |
| Suntrust Advisory Services, Inc. | Atlanta | GA | 02/2017 | 04/2020 |
| Lpl Financial Llc | Columbia | MO | 06/2020 | Present |
| Simmons Bank | Columbia | MO | 06/2020 | 05/2022 |
| The Bank Of Missouri | Columbia | MO | 05/2022 | Present |
1) 06/15/2022 - The Bank of Missouri - Not Investment Related - At Reported Business Location(s) - Financial Institution Duty - Business Development - Start Date - 05/06/2022 - 5 Hours Per Month/ 5 Hours During Securities Trading. 2) 06/15/2022 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name The Private Client Group at The Bank of Missouri - Investment Related - At Reported Business Location(s) - Start Date 05/06/2022 - 160 hours per month/ 120 hours during trading 3) 12/05/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name The Private Client Group at TBOM - Investment Related - At Reported Business Location(s) - Start Date 12/02/2025 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-12 |
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