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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-08-08 |
Branch Locations
250 Vallombrosa Ave Suite 370, Chico, CA 95926-3976 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Roseville | CA | 03/2014 | 08/2022 |
| Mml Investors Services Llc | Roseville | CA | 03/2014 | 08/2022 |
| Ameriprise Financial Services, Llc | Chico | CA | 08/2022 | Present |
Independent Insurance Brokering; Mass Mutual Life Insurance company; 03/12/2014; Disability Income. Business Ownership; RST Management Corporation; Owner; Manage Ameriprise Business; 466 E. 2nd Ave, Suite, Chico, CA, 95926; Investment-Related; 12/22/2025; 60 hours per month; 60 during trading hours. Board of Directors; Boys and Girls Club of the North Valley; Chico board member; 601 Wall Street, , Chico, CA, 95928; Not Investment-Related; 06/15/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Blue Oaks Management, LLC; Advisor with Blue Oaks Management, LLC an Ameriprise Financial Franchise; Ameriprise Financial Advisory Firm; 2619 Forest Ave Suite 140, , Chico, CA, 95928; Investment-Related; 05/08/2025; 60 hours per month; 60 during trading hours / RST Management Corporation; Owner; Manage advisory business; 466 E. 2nd Ave, , Chico, CA, 95926; Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-21 |
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