Carlisle Hopewood Mott

Employer firm

Cornerstone Wealth Management, LLC CRD 164666

$4.93B regulatory AUM 4 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
LPL SPONSORED ADVISORY PROGRAMS; INVESTMENT MANAGEMENT & RESEARCH SUBSCRIPTION LICENSING

From the firm’s Form ADV. Read the guides:

Current Employers

Cornerstone Wealth Management, Llc

13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-03-19

TX RA
APPROVED

Since 2015-03-19

Branch Locations

107 West Fannin Street P O Box 1394, Leonard, TX 75452 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Leonard	TX	09/2012	Present
Cornerstone Wealth Management, Llc	Leonard	TX	03/2015	Present

09/2012 → Present

Lpl Financial Llc

Leonard, TX
03/2015 → Present

Cornerstone Wealth Management, Llc

Leonard, TX

Previous Registrations

2012-11-06 → 2015-04-10

Advisor Resource Council

Leonard, TX
2007-06-15 → 2012-10-02

Edward Jones

St Louis, MO

Leonard, TX

Other Businesses

(1) 09/18/2012: CELESTE MINI STORAGE - BUSINESS OWNER - NOT INV REL - At Reported Business Location(s) - 1% Time Spent (2) 3/26/2015: HOPEWOOD PROPERTIES - REAL ESTATE RENTAL - INV REL - START 04/01/2015 - 3371 FM 1562 Celeste, TX., 75423 - 1 Hr/Mo; 0 Hours During Securities Trading (3) 05/11/2015: CORNERSTONE WEALTH MANAGEMENT,LLC - REGISTERED INVESTMENT ADVISOR HYBRID - (HYBRID) CORNERSTONE WEALTH MANAGEMENT,LLC - INV REL - At Reported Business Location(s) - START 04/23/2015 - INVESTMENT ADVISER REPRESENTATIVE - 20 Hr/Mo; 20 Hours During Securities Trading (4) 05/18/2015: CARLISLE MOTT FINANCIAL, LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 04/23/2015 - 30 HR/MO ALL DURING SECS TRDG HRS. (5) 9/21/2018 - Mott Cattle Company - Not Investment Related - Home Based - Other-business owner - Owner/Operator - Started 09/01/2018 - 60 Hours Per Month/0 Hours During Securities Trading. (6) 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 - 20 Hours Per Month/20 Hours During Securities Trading (7) 10/29/2024 - Non-Variable Insurance - Owner - Investment Related - At Reported Business Location(s) - Start Date 10/09/2024 - 20 Hours Per Month/ During Trading