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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2012-04-11 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States
Huntersville, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 03/2012 | Present |
| Tiaa | Charlotte | NC | 03/2012 | Present |
CARDINAL TRADING GROUP POSITION: COO/Sales Manager NATURE: Ecommerce dog training supplier INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2010 ADDRESS: PO Box 12616, Charlotte NC 28220, United States DESCRIPTION: Ecommerce retail website selling sporting dog products. My role is COO and Sales Manager
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-07 |
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