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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-10-23
  • WI RA
    APPROVED
    Since 2025-10-23

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Milwaukee WI 08/2007 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2007 Present
Northwestern Mutual Investment Services, Llc. Milwaukee WI 09/2007 Present
Greendale Youth Basketball Greendale WI 11/2025 Present
Other Businesses

1. HEAD COACH, GREENDALE YOUTH BASKETBALL, 5201 W. COLLEGE AVE, GREENDALE, , WISCONSIN, 53129, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 11/07/2025, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, COACHING GIRL'S BASKETBALL. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-05
  • S66 Uniform Combined State Law Examination
    2007-04-05

View on SEC IAPD

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