Frank Coffenberry

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 10/2021
  Lpl Financial
  Charlotte, NC
• 10/2021 → 05/2022
  Raymond James & Associates, Inc.
  Florence, KY
• 05/2022 → 05/2024
  Lpl Financial Llc
  Florence, KY
• 05/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 05/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 05/2024 → Present
  Cambridge Investment Advisor, Inc.
  Fairfield, IA

Previous Registrations

• 2022-06-02 → 2024-05-08
  Lpl Financial Llc
  Florence, KY
  Fort Mill, SC
• 2021-10-20 → 2022-05-18
  Raymond James & Associates, Inc.
  Florence, KY
  St. Petersburg, FL
• 2011-10-13 → 2021-10-20
  Lpl Financial Llc
  Fort Mill, SC
  Florence, KY
• 2009-09-28 → 2011-10-03
  Strategic Advisers Llc
  Covington, KY

Exams

• S66 Uniform Combined State Law Examination
  2009-09-25
• S63 Uniform Securities Agent State Law Examination
  2005-12-15

Other Names

• Frank Norman Coffenberry