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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-26 |
| AZ | RA | APPROVED | 2022-06-21 |
Branch Locations
8601 N Scottsdale Rd Ste 100 [Va-Rbo], Scottsdale, AZ 85253 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Na | Phoenix | AZ | 02/2007 | 06/2022 |
| J.P. Morgan Securities Llc | Scottsdale | AZ | 10/2012 | 06/2022 |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 06/2022 | Present |
THE DYNASTY BS SHOW ; NOT INV RELATED;SCOTTSDALE,AZ; 100% OWNERSHIP; START DATE: 06/15/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-30 |
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