Andrew Joseph Hernandez

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 12/2019
  Ubs Financial Services Inc.
  Houston, TX
• 01/2020 → 05/2023
  Morgan Stanley
  Houston, TX
• 05/2023 → Present
  Ubs Financial Services, Inc
  Houston, TX

Previous Registrations

• 2020-01-22 → 2023-05-23
  Morgan Stanley
  Houston, TX
• 2014-11-05 → 2019-12-26
  Ubs Financial Services Inc.
  Houston, TX
• 2011-11-21 → 2014-11-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lakeway, TX
  Austin, TX
  Austin, TX
  Austin, TX
  Austin, TX
  Austin, TX
  Lakeway, TX
  Austin, TX
  Lakeway, TX
  Austin, TX
  Austin, TX
  Austin, TX
• 2010-03-02 → 2011-04-15
  Federated Securities Corp.
  Pittsburgh, PA
• 2010-03-02 → 2011-04-15
  Federated Investment Counseling
  Pittsburgh, PA
• 2011-01-06 → 2011-04-15
  Federated Global Investment Management Corp.
  New York, NY
• 2011-01-06 → 2011-04-15
  Mdt Advisers, A Division Of Federated Mdta Llc
  Boston, MA
• 2009-11-30 → 2009-12-21
  Edward Jones
  St Louis, MO

Other Businesses

1) Name of Business: NMAH 1/ Address: 1023 Wynnwood Ln Houston Texas United States 77008./ Investment Related: Yes./ Nature: Real Estate./ Role: Partner./ Duty: hire contractors, vet lenders, anything related to the purchase and sale of real estate./ Start Date: 9/30/2023./ Time Required:N/A.

Exams

• S66 Uniform Combined State Law Examination
  2009-11-25
• S63 Uniform Securities Agent State Law Examination
  2007-03-28

Other Names

• Andy Joseph Hernandez
• Andrew Joseph Hernandez
• Andy Joseph Hernandez
• Andrew Joseph Hernandez
• Andrew J Hernandez