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Samuel Wayne Gamble

Saos Capital, LLC

Mount Pleasant, SC

CRD 5295335

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Employer firm

Saos Capital, LLC CRD 159515

$239M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Saos Capital, Llc

410 Mill St Suite 107, Mount Pleasant, SC 29464 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2012-11-27
  • SC RA
    APPROVED
    Since 2012-11-27

Branch Locations

410 Mill St Suite 107, Mount Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Saos Capital Mount Pleasant SC 02/2012 Present
Kovack Securities Inc. Mt Pleasant SC 10/2014 04/2019
Saos Capital Mount Pleasant SC 02/2012 01/2025
  • 02/2012 → Present
    Saos Capital
    Mount Pleasant, SC
  • 10/2014 → 04/2019
    Kovack Securities Inc.
    Mt Pleasant, SC
  • 02/2012 → 01/2025
    Saos Capital
    Mount Pleasant, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-13
S63 Uniform Securities Agent State Law Examination 2008-01-24
  • S66 Uniform Combined State Law Examination
    2010-04-13
  • S63 Uniform Securities Agent State Law Examination
    2008-01-24

View on SEC IAPD

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Josh Joseph Renda
JASON THOMAS ROSENER

Nearby Offices

APOLLON WEALTH MANAGEMENT, LLC · MOUNT PLEASANT, SC
APOLLON FINANCIAL, LLC · MOUNT PLEASANT, SC
JANNEY MONTGOMERY SCOTT LLC · Mt. Pleasant, SC

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