Christopher James Randolph

Current Employers

U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2026-02-13

WA RA
APPROVED

Since 2026-02-13

Branch Locations

Olympia, WA • United States

60 Livingston Ave, Saint Paul, MN 55107 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Scottrade, Inc.	Westminster	CO	08/2010	02/2018
Td Ameritrade, Inc.	Lynnwood	WA	02/2018	09/2020
Td Ameritrade Investment Management, Llc	Omaha	NE	02/2018	09/2020
U.S. Bank	Olympia	WA	11/2022	Present
U.S. Bancorp Investments, Inc.	Olympia	WA	01/2024	02/2026
Charles Schwab Inc.	Lynnwood	WA	09/2020	10/2022
U.S. Bancorp Advisors, Llc	Olympia	WA	02/2026	Present

08/2010 → 02/2018

Scottrade, Inc.

Westminster, CO
02/2018 → 09/2020

Td Ameritrade, Inc.

Lynnwood, WA
02/2018 → 09/2020

Td Ameritrade Investment Management, Llc

Omaha, NE
11/2022 → Present

U.S. Bank

Olympia, WA
01/2024 → 02/2026

U.S. Bancorp Investments, Inc.

Olympia, WA
09/2020 → 10/2022

Charles Schwab Inc.

Lynnwood, WA
02/2026 → Present

U.S. Bancorp Advisors, Llc

Olympia, WA

Previous Registrations

2024-02-21 → 2026-02-13

U.S. Bancorp Investments, Inc.

Seattle, WA

Saint Paul, MN

Sioux Falls, SD

Olympia, WA

Marysville, WA
2022-01-26 → 2022-10-26

Charles Schwab & Co., Inc.

Lynnwood, WA
2018-02-26 → 2022-10-26

Td Ameritrade Investment Management, Llc

Omaha, NE

Lynnwood, WA

Bellevue, WA

Lynnwood, WA
2018-04-13 → 2022-10-14

Td Ameritrade, Inc.

Lynnwood, WA

Bellevue, WA

Lynnwood, WA
2017-01-30 → 2018-02-26

Scottrade Investment Management

Saint Louis, MO

Other Businesses

1. Rental property - Concrete, WA; Investment Related; Concrete, WA; Residential Property Rental; Property Owner; 10/2022; 0-5 HRS/MO; 0 HRS/TRADING; Management duties, responsible for repairs, collect rent and find tenants. 2. CSE Group LLC DBA Send Me a Pro Thurston County; Not investment-related; Olympia, WA; Handyman services; Co-owner; 5/2025; 10 hours/month; 0 hours/trading; Co-owner, general oversight. 3. CSE Group LLC; Investment-related; Olympia, WA; Real estate; Co-owner; 10/2022; 0 hours/month; 0 hours/trading; Co-owner, general oversight.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-01-30
S63	Uniform Securities Agent State Law Examination	2011-03-23

S66 Uniform Combined State Law Examination

2017-01-30
S63 Uniform Securities Agent State Law Examination

2011-03-23

Other Names

Chris Randolph

View on SEC IAPD