Ivan G Usztics

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 07/2026
  Cambridge Investment Research Inc.
  Fairfield, IA
• 03/2014 → 07/2026
  Cambridge Investment Research Advisors Inc.
  Fairfield, IA
• 07/2026 → Present
  Lpl Financial Llc
  Pompano Beach, FL

Previous Registrations

• 2014-03-11 → 2026-07-13
  Cambridge Investment Research Advisors, Inc.
  Boca Raton, FL
  Deerfield Beach, FL
  Pompano Beach, FL
• 2011-06-30 → 2014-03-07
  Voya Financial Advisors, Inc.
  Fort Lauderdale, FL
• 2009-09-18 → 2011-02-09
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boca Raton, FL
• 2009-02-05 → 2009-02-13
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Palm Beach, FL
• 2008-04-18 → 2008-11-18
  Citigroup Global Markets Inc.
  Camp Hill, PA

Other Businesses

1. 06/2026 - FLORIDA PUBLIC EMPLOYEES RETIREMENT ASSISTANCE - DBA for LPL Business (entity for LPL business) - Inv Related – 4 Hour(s)/Month – 4 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 7/1/2026 2. 06/2026 - Mortgage License - Mortgage/Real Estate Services - Inv Related – 0 Hour(s)/Month – 0 Hour(s) During Trading – Pompano Beach, FL, 33060 – OBA Start Date: 09/01/2017 3. 06/2026 - West Palm Beach Chapter of Safari Club International - Non-Profit Board Member - Not Inv Related – 4 Hour(s)/Month – 0 Hour(s) During Trading – Pompano Beach, FL, 33060 – OBA Start Date: 05/16/2018 4. 06/2026 - Generations Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 136 Hour(s) During Trading – Boca Raton, FL, 33432 – OBA Start Date: 7/1/2026 5. 06/2026 - Palm Beach County Fire Rescue - Outside/W-2 Employment - Not Inv Related – 208 Hour(s)/Month – 39 Hour(s) During Trading – West Palm Beach, FL, 33411 – OBA Start Date: 05/11/2020

Exams

• S66 Uniform Combined State Law Examination
  2007-04-18

Other Names

• Ivan Gaste Usztics
• Ivan Gaste Usztics