Nicole Galarneau

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Muskegon, MI

Other Businesses

I*2215401, Entity Type: , Name of OBA: J L R TRUST, Address: RAVENNA, Michigan, 49451, Investment Related: N, Position, Title, Association: Successor Trustee, Employee State Date: 28-Jan-2025, No Hours: 8 Weekly, No Hours during Trading: 0 Weekly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2013-04-25

Other Names

• Nicole Marie Mall
• Nicole Marie Carlington
• Nicole Mall