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Union, WA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| HI | RA | APPROVED | 2025-01-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 02/2007 | 10/2017 |
| Unemployed | Fullerton | CA | 10/2017 | 02/2018 |
| Transwest | Long Beach | CA | 03/2019 | Present |
| Walt Disney Co. | Anaheim | CA | 02/2018 | 06/2018 |
| Uc Factors | Glendora | CA | 03/2018 | 03/2019 |
Life and Health Insurance licensed: In Hawaii - #348148, In California- #0I11712 TransWest Capital - Non-Investment Related 1700 W. Walnut Ave., Suite B Visalia, CA 93277 Customer Service - Inbound calls - Sales of Accts Receivable Started Mar. 2019 30 hrs/wk Does not affect my ability to service my investment business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-26 |
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