Hector Robles

Employer firm

Jrs Investments And Wealth Preservation, LLC CRD 146933

$15.4M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Jrs Investments And Wealth Preservation, Llc

Union, WA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-01
HI	RA	APPROVED	2025-01-01

CA RA
APPROVED

Since 2025-01-01
HI RA
APPROVED

Since 2025-01-01

Branch Locations

Fullerton, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	02/2007	10/2017
Unemployed	Fullerton	CA	10/2017	02/2018
Transwest	Long Beach	CA	03/2019	Present
Walt Disney Co.	Anaheim	CA	02/2018	06/2018
Uc Factors	Glendora	CA	03/2018	03/2019

02/2007 → 10/2017

Edward Jones

St Louis, MO
10/2017 → 02/2018

Unemployed

Fullerton, CA
03/2019 → Present

Transwest

Long Beach, CA
02/2018 → 06/2018

Walt Disney Co.

Anaheim, CA
03/2018 → 03/2019

Uc Factors

Glendora, CA

Previous Registrations

2007-05-01 → 2017-10-25

Edward Jones

Waikoloa, HI

Kailua Kona, HI

St Louis, MO

Other Businesses

Life and Health Insurance licensed: In Hawaii - #348148, In California- #0I11712 TransWest Capital - Non-Investment Related 1700 W. Walnut Ave., Suite B Visalia, CA 93277 Customer Service - Inbound calls - Sales of Accts Receivable Started Mar. 2019 30 hrs/wk Does not affect my ability to service my investment business.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-04-26

S66 Uniform Combined State Law Examination

2007-04-26

Other Names

Hector Robles

View on SEC IAPD