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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-09-28 |
| OH | RA | APPROVED | 2012-03-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Wooster | OH | 03/2012 | Present |
1. 3/19/2012: No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Time Spent 1%. 2. 3/19/2012: Beasley Rentals - Investment Related - Hayesville, OH - Real Estate Rental - Time Spent 1% - Rentals. 3. 9/8/2015: Ashland Community Federal Credit Union - Not Investment Related - Amber Parkway, Ashland, Ohio 44805 - Non-Profit Board Member - Started 09/22/2014 - 2 Hours Per Month/0 Hours During Securities Trading. 4. 12/3/2019 - Shaffer Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/04/2019 - 5 Hours Per Month/3 Hours During Securities Trading. 5. 12/06/2024 - Shaffer Insurance - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 10/04/2019 - 5 hours per month/ 1 hour during trading 6. 11/24/2025 - Village of Hayesville - Other - Mayor of Hayesville - Not Investment Related - Hayesville, OH - Start Date 06/15/2022 - 8 hours per month/ 2 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-24 |
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