Best Investors Account Sign in
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-23
PA RA APPROVED 2011-07-28
  • TX RA
    APPROVED
    Since 2023-02-23
  • PA RA
    APPROVED
    Since 2011-07-28

Branch Locations

103 Norman St, Houston, PA 15342 • United States

Washington, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 08/2009 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2011 Present
Blough Financial Services Houston PA 04/2011 Present
  • 08/2009 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 06/2011 → Present
    Schaumburg, IL
  • 04/2011 → Present
    Blough Financial Services
    Houston, PA
Other Businesses

1) NAME OF OTHER BUSINESS: BLOUGH FINANCIAL SERVICES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 4/2011, APX NUMBER OF HOURS PER WEEK: 50, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISER, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) INSURANCE SALES THROUGH CINCINNATI LIFE INSURANCE COMPANY; NON-INV. RELATED; HOUSTON, PA; GROUP LIFE INSURANCE AGENT; SINCE 08/2012; 2 HRS/MONTH, 1 OF WHICH DURING SECURITIES TRADING HOURS:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-07-27
S63 Uniform Securities Agent State Law Examination 2009-10-23
  • S65 Uniform Investment Adviser Law Examination
    2011-07-27
  • S63 Uniform Securities Agent State Law Examination
    2009-10-23
Designations
  • Certified Financial Planner
Other Names
  • Robert C. Blough

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Houston, PA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor