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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-23 |
| PA | RA | APPROVED | 2011-07-28 |
Branch Locations
103 Norman St, Houston, PA 15342 • United States
Washington, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 08/2009 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2011 | Present |
| Blough Financial Services | Houston | PA | 04/2011 | Present |
1) NAME OF OTHER BUSINESS: BLOUGH FINANCIAL SERVICES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 4/2011, APX NUMBER OF HOURS PER WEEK: 50, APX NUMBER OF TRADING HOURS PER WEEK: 32.5, POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISER, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) INSURANCE SALES THROUGH CINCINNATI LIFE INSURANCE COMPANY; NON-INV. RELATED; HOUSTON, PA; GROUP LIFE INSURANCE AGENT; SINCE 08/2012; 2 HRS/MONTH, 1 OF WHICH DURING SECURITIES TRADING HOURS:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-23 |
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