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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-22 |
| OH | RA | APPROVED | 2022-10-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cantella & Co., Inc. | Boston | MA | 10/2016 | 10/2022 |
| Lpl Financial Llc | Mentor | OH | 10/2022 | Present |
1. 10/14/2022 - No Business Name - Investment Related - Akron OH 44301 - Real Estate Rental - Start Date: 10/06/2016 - 1 Hour Per Month/0 Hours During Securities Trading - Time Spent 1% - 100% Owner with wife. 2. 10/14/2022 - No Business Name - Investment Related - Home Based - Non-security insurance-Property & Casualty - Start Date: 09/01/2012- 1 Hour Per Month/1 Hour During Securities Trading - Time Spent 1%. 3. 05/19/2023 - No Business Name - Investment Related - Akron OH - Real Estate Rental - Owner - Start Date 07/06/2007 - 1 Hour Per Month/0 Hours During Securities Trading 4. 05/19/2023 - No Business Name - Investment Related - Akron OH - Real Estate Rental - Owner - Start Date 11/16/2007 - 1 Hour Per Month/0 Hours During Securities Trading 5. 05/19/2023 - No Business Name - Investment Related - Akron OH - Real Estate Rental - Owner - Start Date 09/11/2008 - 1 Hour Per Month/0 Hours During Securities Trading 6. 05/19/2023 - No Business Name - Investment Related - Akron OH - Real Estate Rental - Owner - Start Date 07/06/2007 - 1 Hour Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-26 |
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