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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-03
CA RA APPROVED 2011-09-13
  • TX RA
    APPROVED_RES
    Since 2020-03-03
  • CA RA
    APPROVED
    Since 2011-09-13

Branch Locations

101 California Street Region 2- Pacific Coast, San Francisco, CA 94111 • United States

Burbank, CA • United States

55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Los Angeles CA 07/2011 09/2024
Morgan Stanley San Francisco CA 09/2024 10/2024
Morgan Stanley Pasadena CA 10/2024 Present
Previous Registrations
  • 2009-05-02 → 2011-03-08
    Chase Investment Services Corp.
    Studio City, CA
    Canoga Park, CA
  • 2008-09-10 → 2009-05-02
    Wamu Investments, Inc.
    Studio City, CA
  • 2007-08-28 → 2008-08-25
    Los Angeles, CA
    Encino, CA
    Woodland Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-27
  • S66 Uniform Combined State Law Examination
    2007-08-27
Other Names
  • Natalie Dolabjian

View on SEC IAPD

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