Steven Mark Bandy

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2022-05-18
WI	RA	APPROVED	2022-05-18

MI RA
APPROVED

Since 2022-05-18
WI RA
APPROVED

Since 2022-05-18

Branch Locations

4903 Schofield Avenue, Weston, WI 54476 • United States

625 Deerwood Avenue, Neenah, WI 54956 • United States

1670 Sunset Beach Road, Suamico, WI 54173 • United States

723 6Th Ave, Antigo, WI 54409 • United States

1200 Badger Avenue, Stevens Point, WI 54482 • United States

665 W. Ridgeview Drive, Appleton, WI 54911 • United States

151220 Baltimore Lane, Wausau, WI 54401 • United States

1093 Appleton Road, Menasha, WI 54952 • United States

1585 County Road Xx, Rothschild, WI 54474 • United States

1011 23Rd Avenue, Menominee, MI 49858 • United States

303 South 1St Ave, Wausau, WI 54401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cunamutual Group	Waverly	IA	06/2015	Present
Cuna Brokerage Services, Inc.	Waverly	IA	06/2015	Present
Lpl Financial Llc	Appleton	WI	05/2022	Present

06/2015 → Present

Cunamutual Group

Waverly, IA
06/2015 → Present

Cuna Brokerage Services, Inc.

Waverly, IA
05/2022 → Present

Lpl Financial Llc

Appleton, WI

Previous Registrations

2015-09-21 → 2022-05-18

Cuna Brokerage Services, Inc.

Antigo, WI

Rothschild, WI

Wausau, WI

Rhinelander, WI

Weston, WI

Wausau, WI

Stevens Point, WI

Elcho, WI

Marshfield, WI

Menominee, MI

Menominee, MI

Suamico, WI

Appleton, WI

Menasha, WI

Neenah, WI
2008-01-01 → 2010-10-06

Wells Fargo Clearing Services, Llc

Appleton, WI

Stevens Point, WI

Other Businesses

1)04/28/2022 - CoVantage Credit Union - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Financial Advisor - Start Date - 6/15/2015- 160 Hours Per Month/ 160 Hours During Securities Trading 2)04/28/2022 - B&B Capitol Group LLC - Not Investment Related- Lake Delton, WI- Business for real estate rental income - Co-owner - Start Date - 3/1998- 2 Hours Per Month/ 0 Hours During Securities Trading 3)04/28/2022 - Camp Bandy- Not Investment Related- Home Based - Business Owner- Co-owner- Start Date - 1999- 16 Hours Per Month/ 0 Hours During Securities Trading 4)05/12/2022 - CoVantage Retirement & Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)