Nicholas Ryan Poe

Current Employers

Employment History

• 01/2015 → Present
  Lpl Financial Llc
  Paducah, KY
• 08/2016 → 12/2023
  Keystone Financial Group, Llc
  Paducah, KY
• 07/2013 → 08/2024
  Jennings & Associates Financial Advisors, Llc
  Paducah, KY
• 07/2024 → Present
  Highpoint Advisor Group, Llc
  Paducah, KY

Previous Registrations

• 2023-12-01 → 2024-07-19
  Jennings & Associates Financial Advisors, Llc
  Paducah, KY
• 2023-08-11 → 2023-12-01
  Keystone Financial Group, Llc
  Paducah, KY
  Lexington, KY

Other Businesses

1- 08/2024 / Professional Wealth Advisors LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 150 hrs mth / 8 hrs during trading / At reported business location 2- 08/2024 / Frick Investment Group. Inc / DBA for LPL Business (entity for LPL business) / Investment Related / 150 hrs mth / 8 hrs during trading / At reported business location 3- 08/2024 / PWA Insurance Services, LLC / Non-Variable Insurance / Investment Related / 150 hrs mth / 8 hrs during trading / Paducah, KY / Start Date: 08/07/2024 4- 08/2024 / PWA LLC / DBA for LPL Business (entity for LPL business) / Investment Related / 150 hrs mth / 8 hrs during trading / At reported business location 5- 08/2024 / PWA FS / DBA for LPL Business (entity for LPL business) / Investment Related / 150 hrs mth / 8 hrs during trading / At reported business location 6- 08/2024 / Southern Magic, LLC / Real Estate Rental / Investment Related / 2 hrs mth / Benton, KY / Start date: 04/05/2021 7- 08/21/2024 - Highpoint Advisor Group, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 08/05/2024 - 150 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Highpoint Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 8/2024. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8- 10/23/2024 - Poe Wealth Strategies LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 10/01/2024 - 40 Hours Per Month/ During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-08-11
• S63 Uniform Securities Agent State Law Examination
  2008-05-17

Other Names

• Nick Ryan Poe
• Nicholas Poe