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T. Rowe Price Associates, Inc. CRD 105496
$2.20T regulatory AUM 83 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1307 Point Street, Baltimore, MD 21231 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-06-16 |
| KS | RA | APPROVED | 2023-06-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pioneer Investments | Boston | MA | 08/2010 | 05/2023 |
| T. Rowe Price | Baltimore | MD | 05/2023 | Present |
Mission Forest HOA; Non-Investment Related; 2/1/2024; Treasurer; Overland Park, KS 66207; Responsibilities include overseeing the activities of the homeowner's association and related accounting and bookkeeping duties; 1 hour per month; 0 during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-12 |
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