Diana Claire Lougen

Current Employers

Employment History

• 02/2009 → 03/2017
  M & T Securities
  Fairmount, NY
• 03/2017 → Present
  Lpl Financial, Llc
  Williamsville, NY
• 03/2017 → Present
  Private Advisor Group, Llc
  Williamsville, NY

Previous Registrations

• 2011-03-15 → 2017-03-13
  M&T Securities, Inc.
  Syracuse, NY
  Camillus, NY
  Syracuse, NY
  Auburn, NY
  Elbridge, NY
  Auburn, NY
  Depew, NY
  West Seneca, NY
  East Aurora, NY
  Syracuse, NY
  Rochester, NY
  Kirkwood, NY
  Lancaster, NY
  Buffalo, NY
  Cheektowaga, NY
  Cheektowaga, NY

Other Businesses

1. 3/13/2017 - SENECA VISTA - Investment Related - DUNDEE, NY 14837 - REAL ESTATE RENTAL - Owner - Started 09/26/2016 - 10 Hours Per Month/0 Hours During Securities Trading - Time Spent 10%. 2. 3/13/2017 - MONARCH WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - 10 Hours Per Month/2 Hours During Securities Trading - Time Spent 10%. 3. 4/2/2017 - Specific Solutions - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/21/2017 - 4 Hours Per Month/0 Hours During Securities Trading. 4. 4/27/2017 - Private Advisor Group - DBA: (Hybrid) Monarch Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 03/17/2017 - 60 Hours Per Month/2 Hours During Securities Trading - Time Spent 30% - I provide investment advisory services through Private ADVISOR GROUP, an independent investment advisor firm. I started this business activity on 4/11/2017. I expect to spend approximately 60 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 4/27/2017 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 03/17/2017 - 60 Hours Per Month/2 Hours During Securities Trading - Time Spent 30% - I provide investment advisory services through Private ADVISOR GROUP, an independent investment advisor firm. I started this business activity on 4/11/2017. I expect to spend approximately 60 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 6/7/2017 - KAFL - Investment Related - 85 Allen Street, STE 300, Rochester, NY 14608 - Non-Variable Insurance - Started 06/01/2017 - 10 Hours Per Month/2 Hours During Securities Trading. 7. 7/6/2017 - Mass Mutual - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/28/2017 - 8 Hours Per Month/2 Hours During Securities Trading. 8. 9/13/2017 - Associated of Clifton Park - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 07/20/2017 - 10 Hours Per Month/1 Hour During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2011-03-14
• S63 Uniform Securities Agent State Law Examination
  2008-03-22

Other Names

• Diana Claire Wagner