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Bryan T. Harada

J.P. Morgan Securities LLC

Irvine, CA

CRD 5293543

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-03-28
CA RA APPROVED 2016-03-18
  • TX RA
    APPROVED_RES
    Since 2016-03-28
  • CA RA
    APPROVED
    Since 2016-03-18

Branch Locations

3 Park Plaza Floor 8, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Irvine CA 03/2016 Present
Previous Registrations
  • 2010-04-01 → 2016-03-10
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Torrance, CA
    Manhattan Beach, CA
    Manhattan Beach, CA
    Beverly Hills, CA
    Manhattan Beach, CA
    Fullerton, CA
    Los Angeles, CA
  • 2007-04-09 → 2010-03-24
    Wells Fargo Investments, Llc
    Lakewood, CA
    Lakewood, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-07
  • S66 Uniform Combined State Law Examination
    2007-04-07
Designations
  • Certified Financial Planner
Other Names
  • Bryan Takashi Harada

View on SEC IAPD

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Nearby Offices

VISTA POINT ASSET MANAGEMENT LLC · IRVINE, CA
PRINCIPAL SECURITIES, INC. · IRVINE, CA
GALLAGHER FIDUCIARY ADVISORS, LLC · Irvine, CA

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