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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-06-09 |
| MN | RA | APPROVED | 2024-03-12 |
Branch Locations
6000 Fairview Rd Ste 800, Charlotte, NC 28210 • United States
6000 Fairview Rd Ste 800, Charlotte, NC 28210 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
90 S 7Th St 10Th & 11Th Fls, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell &Amp; Reed, Inc. | Bloomington | MN | 03/2014 | 07/2020 |
| Various Insurance Carriers For W&Amp;R Insurance Agencies | New Brighton | MN | 04/2014 | 07/2020 |
| Jpmorgan Chase Bank, N.A. | The Woodlands | TX | 07/2020 | 01/2021 |
| Jp Morgan Securities, Llc | The Woodlands | TX | 07/2020 | 01/2021 |
| U.S. Bancorp Investments, Inc. | Edina | MN | 01/2021 | 09/2022 |
| Midland States Bank | Rockford | IL | 09/2022 | 02/2024 |
| Midland Wealth Advisors, Llc | Effingham | IL | 08/2023 | 02/2024 |
| Wells Fargo Clearing Services, Llc | Minneapolis | MN | 02/2024 | Present |
1- W4ME ENTERPRISES, INC.; OWNER/CEO; RV RENTAL THROUGH OUTDOORSEY & RV TRADER; MAINTAIN RV'S, COMMUNICATE W/RENTERS, DELIVER & CHECK-IN VEHICLES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-31 |
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