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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-06-09
MN RA APPROVED 2024-03-12
  • NC RA
    APPROVED
    Since 2025-06-09
  • MN RA
    APPROVED
    Since 2024-03-12

Branch Locations

6000 Fairview Rd Ste 800, Charlotte, NC 28210 • United States

6000 Fairview Rd Ste 800, Charlotte, NC 28210 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

90 S 7Th St 10Th & 11Th Fls, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell &Amp; Reed, Inc. Bloomington MN 03/2014 07/2020
Various Insurance Carriers For W&Amp;R Insurance Agencies New Brighton MN 04/2014 07/2020
Jpmorgan Chase Bank, N.A. The Woodlands TX 07/2020 01/2021
Jp Morgan Securities, Llc The Woodlands TX 07/2020 01/2021
U.S. Bancorp Investments, Inc. Edina MN 01/2021 09/2022
Midland States Bank Rockford IL 09/2022 02/2024
Midland Wealth Advisors, Llc Effingham IL 08/2023 02/2024
Wells Fargo Clearing Services, Llc Minneapolis MN 02/2024 Present
  • 03/2014 → 07/2020
    Waddell &Amp; Reed, Inc.
    Bloomington, MN
  • 04/2014 → 07/2020
    Various Insurance Carriers For W&Amp;R Insurance Agencies
    New Brighton, MN
  • 07/2020 → 01/2021
    Jpmorgan Chase Bank, N.A.
    The Woodlands, TX
  • 07/2020 → 01/2021
    The Woodlands, TX
  • 01/2021 → 09/2022
    Edina, MN
  • 09/2022 → 02/2024
    Midland States Bank
    Rockford, IL
  • 08/2023 → 02/2024
    Midland Wealth Advisors, Llc
    Effingham, IL
  • 02/2024 → Present
    Minneapolis, MN
Previous Registrations
  • 2023-08-21 → 2024-02-16
    Rockford, IL
  • 2021-01-21 → 2022-09-14
    Hopkins, MN
    Edina, MN
  • 2020-07-27 → 2021-02-01
    Houston, TX
    Houston, TX
    Spring, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Cypress, TX
    Houston, TX
    Houston, TX
    Spring, TX
    Houston, TX
    Houston, TX
    Klein, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Spring, TX
    Houston, TX
    Houston, TX
    Tomball, TX
    The Woodlands, TX
    Tomball, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Houston, TX
    Spring, TX
    Spring, TX
    The Woodlands, TX
  • 2014-03-26 → 2020-07-23
    Waddell & Reed
    St Paul, MN
    Duluth, MN
    Savage, MN
  • 2013-12-19 → 2014-04-14
    Minneapolis, MN
    Minneapolis, MN
    Minneapolis, MN
  • 2009-10-13 → 2012-01-13
    Minneapolis, MN
  • 2008-06-03 → 2009-10-12
    Bloomington, MN
    Shoreview, MN
    White Bear Lake, MN
    Saint Paul, MN
    Bloomington, MN
    Eagan, MN
  • 2007-11-29 → 2008-04-04
    Golden Valley, MN
    Blaine, MN
    Minneapolis, MN
Other Businesses

1- W4ME ENTERPRISES, INC.; OWNER/CEO; RV RENTAL THROUGH OUTDOORSEY & RV TRADER; MAINTAIN RV'S, COMMUNICATE W/RENTERS, DELIVER & CHECK-IN VEHICLES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-31
  • S66 Uniform Combined State Law Examination
    2007-03-31
Other Names
  • Matt Estel
  • Matthew B Estel
  • Matthew B. Estel
  • Matthew Brian Estel

View on SEC IAPD

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