Kenneth Joseph Heidelberger

Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2024-02-26
NJ	RA	APPROVED	2024-02-26
FL	RA	APPROVED	2016-10-04
GA	RA	APPROVED	2009-11-04

MO RA
APPROVED

Since 2024-02-26
NJ RA
APPROVED

Since 2024-02-26
FL RA
APPROVED

Since 2016-10-04
GA RA
APPROVED

Since 2009-11-04

Branch Locations

1733 Oil Well Rd Bldg 2, Naples, FL 34120 • United States

2100 Tamiami Trail North, Naples, FL 34102 • United States

7925 Airport Rd. North, Naples, FL 34109 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Securities	Lawrenceville	GA	10/2009	Present

10/2009 → Present

Fifth Third Securities

Lawrenceville, GA

Previous Registrations

2009-04-29 → 2009-10-19

New England Securities

Atlanta, GA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-04-13
S63	Uniform Securities Agent State Law Examination	2007-03-19

S65 Uniform Investment Adviser Law Examination

2009-04-13
S63 Uniform Securities Agent State Law Examination

2007-03-19

View on SEC IAPD