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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-07-03 |
| LA | RA | APPROVED | 2015-03-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Monroe | LA | 02/2015 | Present |
| Raymond James Financial Services Advisors Inc. | Monroe | LA | 03/2015 | Present |
(1) Name of Business: Bancroft Bag, Inc. Address: 425 Bancroft Boulevard, West Monroe, LA, 71291, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Other Investment Related: No Start Date: 06/30/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board Member (2) Name of Business: Booth Wealth Management LLC Address: 1861 Hudson Circle, Monroe, LA, 71201, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 02/19/2015 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor (3) Name of Business: GARY L BOOTH CPA APC Address: 1861 Hudson Circle, Monroe, LA, 71201, United States Activity Type: Accounting/CPA Position/Title: Officer - CEO Investment Related: No Start Date: 12/30/1992 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: TAX AND ACCOUNTING SERVICES (4) Name of Business: GSB Investments LLC Address: 13332 Tarragona Court, Frisco, TX, 75033, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/20/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Accounting and administration (5) Name of Business: Newman Village HOA Address: 13332 Tarragona Court, Frisco, TX, 75033, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: Yes Start Date: 06/30/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I am on the finance committee (6) Name of Business: PAPALAND LLC Address: 2508 Oak Alley Boulevard, Monroe, LA, 71201, United States Activity Type: Business Owner Position/Title: Other Investment Related: Yes Start Date: 12/31/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Purchase timber tracts and manage land holdings.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-06-24 |
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