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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-10-12
  • FL RA
    APPROVED
    Since 2017-10-12

Branch Locations

1560 Orange Avenue Suite 650, Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates The Villages FL 10/2011 10/2017
Raymond James Financial Services, Inc Winter Park FL 10/2017 Present
Raymond James Financial Services Advisors Inc. Winter Park FL 10/2017 Present
Marion County Public Schools Ocala FL 03/2023 Present
  • 10/2011 → 10/2017
    Raymond James And Associates
    The Villages, FL
  • 10/2017 → Present
    Raymond James Financial Services, Inc
    Winter Park, FL
  • 10/2017 → Present
    Winter Park, FL
  • 03/2023 → Present
    Marion County Public Schools
    Ocala, FL
Previous Registrations
Other Businesses

(1) Name of Business: Marion County Public Schools Address: 537 SE 36th Ave, ocala, FL, 34471, United States Activity Type: Professor/Teacher Position/Title: Investment Related: No Start Date: 03/21/2023 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 2-10 Description of duties: (2) Name of Business: Ray Behavioral Wealth PLLC Address: 1560 Orange Ave Ste 650, Winter Park, FL, 32789, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/14/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: All affiliated responsibilities maintaining the pllc within Raymond James Financial Services guidelines. (3) Name of Business: Winter Park Wealth Group, Address: 1560 Orange Ave Ste 650, Winter Park, FL, 32789. Activity Type: Support Company - Non-Owner Position/Title: Associate/Employee, Investment Related: No Start Date: 09/29/2017 HPM: 81 HPM trade hours: 2-10 Duties: Financial Advisor Support / Customer Service.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-21
  • S66 Uniform Combined State Law Examination
    2007-05-21

View on SEC IAPD

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