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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-04-05 |
| WA | RA | APPROVED | 2013-04-05 |
Branch Locations
10400 Ne 4Th Street, Suite 2000, Bellevue, WA 98004 • United States
Packwood, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Bellevue | WA | 04/2013 | Present |
1. AEP LLC; INVESTMENT RELATED; FEDERAL WAY, WA; FAMILY LLC ESTABLISHED FOR INVESTMENT ASSETS; MANAGING DIRECTOR; START DATE = 10/23/2006; TWO HOURS DEVOTED PER MONTH; ONE HOUR DURING TRADING HOURS. 2. Hillcrest House LLC; 3285 Hillcrest Road, Medford, OR 97504; Vacation / Wedding Rental; Owner; 06/01/2023; 1 Hour per Year; Not during securities trading hours; Investment-Related 3. Marion Tucker Family LP; 2000 SE 47th. Ave Portland, OR 97215; Family ownership of land in North Dakota and a Cabin on Whidbey Island in Washington State. The land is leased to local Farmers; owner; No title or duties; 01/10/2026; 0hrs/yr; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-22 |
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