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James Thomas Moylan

Sfe Investment Counsel Inc.

Los Angeles, CA

CRD 5292132

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Employer firm

Sfe Investment Counsel Inc. CRD 145530

$748M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Sfe Investment Counsel Inc.

801 S. Figueroa Street Suite 610, Los Angeles, CA 90017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2007-11-30
  • CA RA
    APPROVED
    Since 2007-11-30

Branch Locations

801 South Figueroa Street, Suite 610, Los Angeles, CA 90017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sfe Investment Counsel Inc. Los Angeles CA 02/2007 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-06-28
  • S63 Uniform Securities Agent State Law Examination
    2007-06-28
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

POST ADVISORY GROUP, LLC
WESTMOUNT PARTNERS, LLC
GIDEON CAPITAL, LLC

Nearby Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER

Nearby Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA

More in Los Angeles, CA

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