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James Thomas Moylan

Sfe Investment Counsel Inc.

Los Angeles, CA

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Current Employers
Sfe Investment Counsel Inc.

801 S. Figueroa Street Suite 610, Los Angeles, CA 90017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2007-11-30
  • CA RA
    APPROVED
    Since 2007-11-30

Branch Locations

801 South Figueroa Street, Suite 610, Los Angeles, CA 90017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sfe Investment Counsel Inc. Los Angeles CA 02/2007 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-06-28
  • S63 Uniform Securities Agent State Law Examination
    2007-06-28
Designations

View on SEC IAPD

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