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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2020-06-12
  • IA RA
    APPROVED
    Since 2020-06-12

Branch Locations

2229 E Grantview Lane #1, Coralville, IA 52241 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Western Fraternal Life Association Cedar Rapids IA 02/2004 10/2018
Voya Financial Advisors Coralville IA 09/2014 06/2020
Cambridge Investment Research, Inc. Fairfield IA 06/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2020 Present
  • 02/2004 → 10/2018
    Western Fraternal Life Association
    Cedar Rapids, IA
  • 09/2014 → 06/2020
    Voya Financial Advisors
    Coralville, IA
  • 06/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 06/2020 → Present
    Fairfield, IA
Previous Registrations
  • 2017-03-20 → 2020-06-17
    Coralville, IA
    Cedar Rapids, IA
    Cedar Rapids, IA
    Des Moines, IA
    Cedar Rapids, IA
    Cedar Rapids, IA
    Hiawatha, IA
    Norwalk, IA
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 06/12/20 2) BUSINESS AND FINANCIAL STRATEGIES, 2229 E GRANTVIEW LN, STE 1, CORALVILLE, IA, 07/02/07, IAR, INV REL, 160 HR/MO- 80/TRADING USING A TRADE NAME/DBA/ADVISOR 3) MICHAEL BROWN, 2229 E GRANTVIEW LANE, STE 1, CORALVILLE, IA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,02/12/04, NIR, 20/WK- 20/TRADING 4) FINANCIAL INTEGRATORS, 4140 Grand Ave., Des Moines IA 50312, 01/2025, IAR, DBA NAME, INV REL, 180 HR/MO - 140 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-02-22
S63 Uniform Securities Agent State Law Examination 2007-07-24
  • S65 Uniform Investment Adviser Law Examination
    2017-02-22
  • S63 Uniform Securities Agent State Law Examination
    2007-07-24

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