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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-23 |
| WA | RA | APPROVED | 2020-03-23 |
Branch Locations
19217 36Th Ave W Ste 205, Lynnwood, WA 98036-5751 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kms Financial Services, Inc | Seattle | WA | 05/2004 | 03/2020 |
| Lpl Financial, Llc | Seattle | WA | 03/2020 | Present |
1. 3/23/2020 - Callen and Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Stated 7/2018 - 8 Hours During Securities Trading - Time Spent 95%.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-14 |
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