Steve T Otten

Wells Fargo Advisors Financial Network, LLC

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Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2021-03-24
TX	RA	APPROVED	2021-03-24

MD RA
APPROVED

Since 2021-03-24
TX RA
APPROVED

Since 2021-03-24

Branch Locations

7200 Wisconsin Ave Ste 903, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Columbia	MD	10/2007	03/2021
Bank Of America, N.A.	Columbia	MD	12/2009	03/2021
Wells Fargo Advisors Financial Network, Llc	Bethesda	MD	03/2021	Present

10/2007 → 03/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbia, MD
12/2009 → 03/2021

Bank Of America, N.A.

Columbia, MD
03/2021 → Present

Wells Fargo Advisors Financial Network, Llc

Bethesda, MD

Previous Registrations

2008-01-29 → 2021-03-25

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbia, MD

Other Businesses

L2, LLC, INVT RELATED, ELLICOTT CITY, MD, 100% OWNERSHIP, START DATE 1/20/2022, 160 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-01-25

S66 Uniform Combined State Law Examination

2008-01-25

Other Names

Steve Thomas Otten
Steve T Otten Jr

View on SEC IAPD

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NOORDZEE CAPITAL LLC · BETHESDA, MD

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FIDELIS CAPITAL · Bethesda, MD

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