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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-12-15
SD RA APPROVED 2022-09-19
NY RA APPROVED 2022-09-17
FL RA APPROVED 2021-10-08
MO RA APPROVED 2021-10-07
PA RA APPROVED 2021-10-07
SC RA APPROVED 2021-10-07
TX RA APPROVED 2021-10-07
IN RA APPROVED 2021-09-14
KY RA APPROVED 2021-09-14
OH RA APPROVED 2021-09-12
  • NC RA
    APPROVED
    Since 2023-12-15
  • SD RA
    APPROVED
    Since 2022-09-19
  • NY RA
    APPROVED
    Since 2022-09-17
  • FL RA
    APPROVED
    Since 2021-10-08
  • MO RA
    APPROVED
    Since 2021-10-07
  • PA RA
    APPROVED
    Since 2021-10-07
  • SC RA
    APPROVED
    Since 2021-10-07
  • TX RA
    APPROVED
    Since 2021-10-07
  • IN RA
    APPROVED
    Since 2021-09-14
  • KY RA
    APPROVED
    Since 2021-09-14
  • OH RA
    APPROVED
    Since 2021-09-12

Branch Locations

8801 River Crossing Blvd Suite 400, Indianapolis, IN 46240-4609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Inc. Indianapolis OH 02/2007 Present
J.P. Morgan Chase Bank, Na Indianapolis IN 11/2016 Present
Ubs Financial Services Inc Indianapolis IN 08/2021 Present
  • 02/2007 → Present
    Jp Morgan Securities Inc.
    Indianapolis, OH
  • 11/2016 → Present
    J.P. Morgan Chase Bank, Na
    Indianapolis, IN
  • 08/2021 → Present
    Indianapolis, IN
Other Businesses

1. Indianpolis Northside Lions Ltd, McCordsville IN United States-046055, Charity, Sport & Leisure Facilities, Non-profit youth basketball club, Member of Board of directors, Oversee the operations of the basketball program, including receipt of player registration, payment for court rental and tournaments, start date-6/1/2024

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-10
S63 Uniform Securities Agent State Law Examination 2007-06-18
  • S66 Uniform Combined State Law Examination
    2021-09-10
  • S63 Uniform Securities Agent State Law Examination
    2007-06-18
Other Names
  • Daniel Ryan Larner

View on SEC IAPD

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