Jonathan Robert Waters

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2007 → 03/2017
  Metlife Securities Inc
  Baltimore, MD
• 03/2017 → Present
  Mml Investors Services, Llc
  Woodsboro, MD
• 07/2016 → Present
  Massmutual Life Insurance Company
  Woodsboro, MD

Previous Registrations

• 2012-11-09 → 2017-03-25
  Msi Financial Services, Inc.
  Elkridge, MD

Other Businesses

1) NAME: WATERS EDGE WEALTH MANAGEMENT, INV REL: Y ADDR: 11350 MCCORMICK RD EP4, SUITE 200, HUNT VALLEY MD 21031 NATURE: LIFE INSURANCE, HEALTH, POSITION: AGENT, START:2/1/18 NO HR/MO:10 NO HR/MO DUR TRADING:3. 2) NAME: DEEP WATER LODGE, LLC, INV REL: Y ADDR: 9966 Woodsboro Rd, Woodsboro MD 21798, NATURE: RENTAL PROPERTY, POSITION: OWNER, START:10/15/2021, NO HR/MO:1 NO HR/MO DUR TRADING: 1 DUTIES: OWN AND MAINTAIN RENTAL PROPERTY. 3) NAME: WATEREDGE WEALTH MANAGEMENT, LLC, INV REL: Y, ADD: 11350 MCCORMICK ROAD EXECUTIVE PLAZA IV, SUITE 200, HUNT VALLEY, MD 21031, NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER, START DATE:01/01/2019, NO. HR/MO: 0, NO. HR/MO DURING SEC TRADING: 0 4) NAME: BLUEWATERS SOLAR, LLC INV REL: Y ADDR: 1910 THOMES AVENUE, CHEYENNE, WY 82001 NATURE: RENEWABLE ENERGY POSITION: OWNER OF LLC START DATE: 10/15/2025 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 DUTIES: LLC INVESTING IN RENEWABLE ENERGY PROJECTS

Exams

• S66 Uniform Combined State Law Examination
  2012-10-26

Designations

• Certified Financial Planner