Tristan Michael Bolton

Current Employers

Employment History

• 07/2016 → 09/2019
  Lpl Financial
  San Francisco, CA
• 09/2019 → 01/2020
  Unemployed
  Danville, CA
• 01/2020 → 07/2020
  Waddell & Reed, Inc.
  Concord, CA
• 01/2020 → 01/2022
  Michael Chong
  Concord, CA
• 07/2020 → 01/2022
  Lion Street Financial
  San Ramon, CA
• 07/2020 → 01/2022
  Lion Street Advisors
  San Ramon, CA
• 01/2022 → Present
  Lpl Financial Llc
  Danville, CA
• 01/2022 → 07/2026
  Strategic Wealth Advisors Group
  Sacramento, CA
• 06/2026 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2022-02-01 → 2026-06-26
  Mariner Advisor Network
  Lafayette, CA
  Danville, CA
• 2020-07-15 → 2022-01-31
  Lion Street Advisors, Llc
  Austin, TX
  San Ramon, CA
• 2020-02-03 → 2020-07-21
  Waddell & Reed
  Seattle, WA
  Concord, CA
• 2016-09-19 → 2019-09-30
  Lpl Financial Llc
  San Francisco, CA
  San Diego, CA
• 2010-02-22 → 2016-01-15
  Assetmark, Inc.
  Concord, CA

Other Businesses

1. 1/31/2022 - The Financial Services Network - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2. 02/04/2022 - Ideal Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/04/2022 - 200 Hours Per Month/7 Hours During Securities Trading 3. 04/12/2022 - Ideal Financial Advisors, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 03/01/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading 4. 04/27/2022 - Ideal Financial Advisors, LLC - DBA: Ideal Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 4/01/2022 - 200 Hours Per Month/ 7 Hours During Securities Trading 5. 06/12/2024 - Ideal Financial Planning - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 5/1/2024 - 40 Hrs/Mo During Trading. 6. 08/27/2024 - Oak Tree Wealth Management - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 08/05/2024 - 40 Hours per Month/ During Trading - I provide investment advisory services through Mariner Independent Advisor Network, LLC, an independent investment advisor firm. I started this business activity in 8/2024. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 09/19/2024 - Oak Tree Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/05/2024 - 40 Hours Per Month/ During Trading 8. 07/06/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2010-02-19
• S63 Uniform Securities Agent State Law Examination
  2007-04-10

Other Names

• Tristan Michael Bolton
• Tristan M Bolton
• Tristan Bolton