Brent F Clabaugh

Current Employers

Employment History

• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED OFFICE, NATURE OF BUSINESS: FIXED INSURANCE - LIFE, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, START DATE: 2007, APPROX NUMBER OF HOURS PER WEEK: 40, BRIEF DESCRIPTION OF DUTIES: SALES AND SERVICE; 2. NAME OF OTHER BUSINESS: RIGGLE WEALTH GROUP, LLC DBA RIGGLE & ASSOCIATES, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL PLANNING & INVESTMENT MANAGEMENT; START DATE: 10/2019; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING & INVESTMENT MANAGEMENT; 3. NAME OF OTHER BUSINESS: RCM INVESTMENTS, LLC; INVESTMENT RELATED: NO; ADDRESS: 100 FILBERT ST., HANOVER, PA 17331; NATURE OF BUSINESS: COMMERCIAL RENTAL PROPERTY; START DATE: 10/2019; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: HELP MANAGE PROPERTY WITH RENT, EXPENSES AND OTHER ITEMS; 4. NAME OF OTHER BUSINESS: DELONE CATHOLIC HS FINANCE COMMITTEE; INVESTMENT RELATED: NO; ADDRESS: 140 S. OXFORD AVE, MCSHERRYSTOWN, PA 17344; NATURE OF BUSINESS: FINANCE COMMITTEE ; START DATE: 06/2017; POSITION/TITLE/RELATIONSHIP: FINANCE COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 2-4; APX NUMBER OF HOURS DURING TRADING HOURS: 2-4; BRIEF DESCRIPTION OF DUTIES: BUDGET PREP AND APPROVAL, DETERMINATION OF TUITION ASSISTANCE PROGRAMS, AND PAYMENT PLAN APPROVAL;

Exams

• S66 Uniform Combined State Law Examination
  2008-04-17
• S63 Uniform Securities Agent State Law Examination
  2007-04-16