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Robert B Murtagh

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Walnut Creek, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-11-01
CA RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2012-11-01
  • CA RA
    APPROVED
    Since 2009-10-23

Branch Locations

1331 N California Blvd, Walnut Creek, CA 94596 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 10/2009 Present
Bank Of America,N.A. San Francisco CA 06/2011 Present
Previous Registrations
  • 2007-05-21 → 2009-10-23
    Banc Of America Investment Services, Inc.
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-18
  • S66 Uniform Combined State Law Examination
    2007-05-18
Other Names
  • Robert Burke Murtagh
  • Robert J. Murtagh

View on SEC IAPD

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