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Samuel Aloysius Ternes

Transamerica Retirement Advisors, LLC

Prior Lake, MN

CRD 5291185

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Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2016-08-02
  • MN RA
    APPROVED
    Since 2016-08-02

Branch Locations

Prior Lake, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Retirement Solutions St. Paul MN 07/2016 Present
Transamerica Investors Securities Corporation St. Paul MN 08/2016 Present
  • 07/2016 → Present
    Transamerica Retirement Solutions
    St. Paul, MN
  • 08/2016 → Present
    Transamerica Investors Securities Corporation
    St. Paul, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-24
S63 Uniform Securities Agent State Law Examination 2009-12-18
  • S66 Uniform Combined State Law Examination
    2016-10-24
  • S63 Uniform Securities Agent State Law Examination
    2009-12-18
Other Names
  • Sam Aloysius Ternes
  • Samuel A Ternes

View on SEC IAPD

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