Lisa Diane Snyder

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 07/2019
  First Republic Securities Company
  Los Angeles, CA
• 10/2019 → 02/2020
  Institute For Preparing Heirs
  Pasadena, CA
• 05/2020 → Present
  Ubs Financial Services Inc.
  Beverly Hills, CA

Previous Registrations

• 2015-09-15 → 2019-07-15
  J.P. Morgan Private Wealth Advisors Llc
  Los Angeles, CA
  San Francisco, CA
• 2007-06-28 → 2015-09-01
  Ubs Financial Services Inc.
  Denver, CO
  Weehawken, NJ

Exams

• S66 Uniform Combined State Law Examination
  2007-05-25

Other Names

• Lisa Diane Zimmerman