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Lisa Diane Snyder

Ubs Financial Services Inc.

Pepper Pike, OH

Wellesley, MA

Cleveland, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-11-18
CA RA APPROVED 2020-06-08
  • OH RA
    APPROVED
    Since 2025-11-18
  • CA RA
    APPROVED
    Since 2020-06-08

Branch Locations

30050 Chagrin Boulevard Suite 200, Pepper Pike, OH 44124 • United States

55 William Street, Wellesley, MA 02481 • United States

Cleveland, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Securities Company Los Angeles CA 09/2015 07/2019
Institute For Preparing Heirs Pasadena CA 10/2019 02/2020
Ubs Financial Services Inc. Beverly Hills CA 05/2020 Present
  • 09/2015 → 07/2019
    First Republic Securities Company
    Los Angeles, CA
  • 10/2019 → 02/2020
    Institute For Preparing Heirs
    Pasadena, CA
  • 05/2020 → Present
    Ubs Financial Services Inc.
    Beverly Hills, CA
Previous Registrations
  • 2015-09-15 → 2019-07-15
    J.P. Morgan Private Wealth Advisors Llc
    Los Angeles, CA
    San Francisco, CA
  • 2007-06-28 → 2015-09-01
    Ubs Financial Services Inc.
    Denver, CO
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-25
  • S66 Uniform Combined State Law Examination
    2007-05-25
Other Names
  • Lisa Diane Zimmerman

View on SEC IAPD

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Other Investors

JAMES BURNER CREW
Ridwan Kolade Umar
Pierson Joseph Wagner
THOMAS JOSEPH O'NEIL
James Marshall Steinmetz
SCOT GILBERT SINKLER
BARRY LEWIS COHN
THOMAS LEE UDELSON

Other Offices

NIRVANA ANALYTICS, LLC · PEPPER PIKE, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PEPPER PIKE, OH
WELLS FARGO CLEARING SERVICES, LLC · PEPPER PIKE, OH
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CLEVELAND, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
ELIZABETH PARK CAPITAL MANAGEMENT, LTD · PEPPER PIKE, OH
VIRTERA PARTNERS LLC · PEPPER PIKE, OH
PNC WEALTH MANAGEMENT LLC · PEPPER PIKE, OH

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