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One National Life Drive, Montpelier, VT 05604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-04-14 |
| SC | RA | APPROVED | 2026-04-10 |
Branch Locations
1515 Mockingbird Lane Suite 800, Charlotte, NC 28209 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Fort Mill | SC | 12/2013 | 10/2018 |
| Bank Of America | Charlotte | NC | 06/2020 | 09/2021 |
| Mitchell Martin | Charlotte | NC | 10/2018 | 04/2019 |
| Insight Global | Charlotte | NC | 04/2019 | 12/2019 |
| Apex Systems | Charlotte | NC | 03/2020 | 06/2020 |
| Stericycle Inc. | Fort Mill | SC | 12/2017 | 12/2019 |
| Collabra | Charlotte | NC | 09/2021 | 12/2022 |
| Self Employed | Fort Mill | SC | 04/2022 | 12/2023 |
| Thrivent Investment Management Inc. | Fort Mill | SC | 10/2023 | 03/2024 |
| Thrivent Financial | Appleton | WI | 02/2024 | 03/2024 |
| Edward Jones | St. Louis | MO | 03/2024 | 07/2025 |
| National Life Group | Charlotte | NC | 09/2025 | Present |
| Equity Services Inc | Montpelier | VT | 02/2026 | Present |
| Unemployed | Fort Mill | SC | 08/2025 | 09/2025 |
*ARDENT FINANCIAL, 1515 MOCKINGBIRD LN, STE 800, CHARLOTTE, NC 28209, 07/31/2026, ONGOING, INV REL, INSURANCE AGENT, DURING TRD HRS/50%*PHRANCHISE PROPERTIES LLC, 1929 BLUFF ROAD, COLUMBIA, SC 29201, FEBRUARY 2022, ONGOING, INV REL, OWNER OF RENTAL PROPERTY, NOT DURING TRD HRS/0%*THE RETREAT AT COLUMBIA HOA BOARD, 1929 BLUFF ROAD, COLUMBIA, SC 29201, APRIL 2025, ONGOING, NOT INV REL, MEMBER, OVERSEE HOA, NOT DURING TRD HRS/0%*LEGALSHIELD, 1101 TYROLA RD, CHARLOTTE, NC 28217, FEBRUARY 15, 2026, ONGOING, NOT INV REL, REFERRAL PARTNER, NOT DURING TRD HRS/0%.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-03 |
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