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Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-04-14
SC RA APPROVED 2026-04-10
  • NC RA
    APPROVED
    Since 2026-04-14
  • SC RA
    APPROVED
    Since 2026-04-10

Branch Locations

1515 Mockingbird Lane Suite 800, Charlotte, NC 28209 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Mill SC 12/2013 10/2018
Bank Of America Charlotte NC 06/2020 09/2021
Mitchell Martin Charlotte NC 10/2018 04/2019
Insight Global Charlotte NC 04/2019 12/2019
Apex Systems Charlotte NC 03/2020 06/2020
Stericycle Inc. Fort Mill SC 12/2017 12/2019
Collabra Charlotte NC 09/2021 12/2022
Self Employed Fort Mill SC 04/2022 12/2023
Thrivent Investment Management Inc. Fort Mill SC 10/2023 03/2024
Thrivent Financial Appleton WI 02/2024 03/2024
Edward Jones St. Louis MO 03/2024 07/2025
National Life Group Charlotte NC 09/2025 Present
Equity Services Inc Montpelier VT 02/2026 Present
Unemployed Fort Mill SC 08/2025 09/2025
  • 12/2013 → 10/2018
    Lpl Financial Llc
    Fort Mill, SC
  • 06/2020 → 09/2021
    Bank Of America
    Charlotte, NC
  • 10/2018 → 04/2019
    Mitchell Martin
    Charlotte, NC
  • 04/2019 → 12/2019
    Insight Global
    Charlotte, NC
  • 03/2020 → 06/2020
    Apex Systems
    Charlotte, NC
  • 12/2017 → 12/2019
    Stericycle Inc.
    Fort Mill, SC
  • 09/2021 → 12/2022
    Collabra
    Charlotte, NC
  • 04/2022 → 12/2023
    Self Employed
    Fort Mill, SC
  • 10/2023 → 03/2024
    Fort Mill, SC
  • 02/2024 → 03/2024
    Thrivent Financial
    Appleton, WI
  • 03/2024 → 07/2025
    St. Louis, MO
  • 09/2025 → Present
    National Life Group
    Charlotte, NC
  • 02/2026 → Present
    Montpelier, VT
  • 08/2025 → 09/2025
    Unemployed
    Fort Mill, SC
Previous Registrations
Other Businesses

*ARDENT FINANCIAL, 1515 MOCKINGBIRD LN, STE 800, CHARLOTTE, NC 28209, 07/31/2026, ONGOING, INV REL, INSURANCE AGENT, DURING TRD HRS/50%*PHRANCHISE PROPERTIES LLC, 1929 BLUFF ROAD, COLUMBIA, SC 29201, FEBRUARY 2022, ONGOING, INV REL, OWNER OF RENTAL PROPERTY, NOT DURING TRD HRS/0%*THE RETREAT AT COLUMBIA HOA BOARD, 1929 BLUFF ROAD, COLUMBIA, SC 29201, APRIL 2025, ONGOING, NOT INV REL, MEMBER, OVERSEE HOA, NOT DURING TRD HRS/0%*LEGALSHIELD, 1101 TYROLA RD, CHARLOTTE, NC 28217, FEBRUARY 15, 2026, ONGOING, NOT INV REL, REFERRAL PARTNER, NOT DURING TRD HRS/0%.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-02
S63 Uniform Securities Agent State Law Examination 2007-04-03
  • S66 Uniform Combined State Law Examination
    2024-02-02
  • S63 Uniform Securities Agent State Law Examination
    2007-04-03
Other Names
  • Emanuel Reshaun Thomason

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