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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-05-01 |
Branch Locations
101 N Virginia St Suite 110B, Crystal Lake, IL 60014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Joel Shabsin And Associates | Crystal Lake | IL | 09/2005 | 05/2017 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 07/2016 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 05/2017 | Present |
| Joel Shabsin & Assoc., Inc. | Buffalo Grove | IL | 05/2017 | 08/2021 |
| Shabsin-Miller, Inc | Crystal Lake | IL | 08/2021 | Present |
1) NAME OF OTHER BUSINESS: SHABSIN-MILLER, INC INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION START DATE: 8/2021 NATURE OF BUSINESS: ACCOUNTING & TAX PREPERATION APX # OF HOURS PER WEEK: 30 APX # OF HOURS DURING TRADING HOURS: 30 POSITION/TITLE/RELATIONSHIP: OWNER, DUTIES: GENERAL DUTIES: ENROLLED AGENT, ACCOUNTING, TAX PLANNING & PREPARATION, AND PAYROLL
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-27 |
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