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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-05-01
  • IL RA
    APPROVED
    Since 2017-05-01

Branch Locations

101 N Virginia St Suite 110B, Crystal Lake, IL 60014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Joel Shabsin And Associates Crystal Lake IL 09/2005 05/2017
Cetera Financial Specialists Llc Schaumburg IL 07/2016 Present
Cetera Investment Advisers Llc Schaumburg IL 05/2017 Present
Joel Shabsin & Assoc., Inc. Buffalo Grove IL 05/2017 08/2021
Shabsin-Miller, Inc Crystal Lake IL 08/2021 Present
  • 09/2005 → 05/2017
    Joel Shabsin And Associates
    Crystal Lake, IL
  • 07/2016 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 05/2017 → Present
    Schaumburg, IL
  • 05/2017 → 08/2021
    Joel Shabsin & Assoc., Inc.
    Buffalo Grove, IL
  • 08/2021 → Present
    Shabsin-Miller, Inc
    Crystal Lake, IL
Other Businesses

1) NAME OF OTHER BUSINESS: SHABSIN-MILLER, INC INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION START DATE: 8/2021 NATURE OF BUSINESS: ACCOUNTING & TAX PREPERATION APX # OF HOURS PER WEEK: 30 APX # OF HOURS DURING TRADING HOURS: 30 POSITION/TITLE/RELATIONSHIP: OWNER, DUTIES: GENERAL DUTIES: ENROLLED AGENT, ACCOUNTING, TAX PLANNING & PREPARATION, AND PAYROLL

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-02-04
S63 Uniform Securities Agent State Law Examination 2016-10-27
  • S65 Uniform Investment Adviser Law Examination
    2017-02-04
  • S63 Uniform Securities Agent State Law Examination
    2016-10-27
Other Names
  • Pamela Lynn Shabsin
  • Pamela Lynn Commo

View on SEC IAPD

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