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Heather Frances Martin

Morgan Stanley

York, ME

Boston, MA

Alpharetta, GA

CRD 5290512

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-03
  • TX RA
    APPROVED_RES
    Since 2023-10-03

Branch Locations

York, ME • United States

28 State Street, Boston, MA 02109 • United States

3 Edison Drive, Alpharetta, GA 30005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stockcross Financial Services, Inc. Beverly Hills CA 01/2014 01/2018
E*Trade Securities Llc Menlo Park CA 01/2018 02/2020
E*Trade Securities Llc Menlo Park CA 02/2020 01/2022
E*Trade Securities Llc Boston MA 01/2022 Present
Morgan Stanley Boston MA 07/2022 Present
Morgan Stanley Alpharetta GA 09/2023 Present
  • 01/2014 → 01/2018
    Stockcross Financial Services, Inc.
    Beverly Hills, CA
  • 01/2018 → 02/2020
    E*Trade Securities Llc
    Menlo Park, CA
  • 02/2020 → 01/2022
    E*Trade Securities Llc
    Menlo Park, CA
  • 01/2022 → Present
    E*Trade Securities Llc
    Boston, MA
  • 07/2022 → Present
    Morgan Stanley
    Boston, MA
  • 09/2023 → Present
    Morgan Stanley
    Alpharetta, GA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-03-21
  • S63 Uniform Securities Agent State Law Examination
    2019-03-21
Other Names
  • Heather Frances Johansen
  • Heather Frances Donaghey

View on SEC IAPD

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