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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-12-13 |
| NC | RA | APPROVED | 2014-11-07 |
Branch Locations
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Charlotte | NC | 10/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, BLOWING ROCK, NC, 100% OWNERSHIP, START 7/1/2023, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, UPKEEP AND MAINTENANCE OF PROPERTY. RENTAL PROPERTY; INV RELATED; CHARLESTON, SC; 100% OWNERSHIP; START 01/01/2024; 0 HOURS PER MONTH; 0 HOURS DURING TRADING; MAINTENANCE AND UPKEEP OF BOAT SLIP.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-06-16 |
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