Matthew John Arndt

Current Employers

Gallatin Financial Advisors, Llc

Mequon, WI • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-01
WI	RA	APPROVED	2025-01-01
PA	RA	APPROVED	2024-01-11
IL	RA	APPROVED	2012-08-06

CA RA
APPROVED

Since 2025-01-01
WI RA
APPROVED

Since 2025-01-01
PA RA
APPROVED

Since 2024-01-11
IL RA
APPROVED

Since 2012-08-06

Branch Locations

Mequon, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Gallatin Investments, Llc	Milwaukee	WI	07/2012	Present

07/2012 → Present

Gallatin Investments, Llc

Milwaukee, WI

Previous Registrations

2010-05-19 → 2012-10-09

Balanced Asset Strategies, Ltd.

La Grange, IL
2008-08-26 → 2010-05-17

Commonwealth Financial Network

Lombard, IL
2007-03-26 → 2007-12-10

Lpl Financial Llc

San Tan Valley, AZ

Other Businesses

FIXED INSURANCE SALES AS AGENT @ BRANCH OFFICE, INV RELATED PEAK CPAS; NOT INVESTMENT-RELATED; MILWAUKEE, WI; CPA; JANUARY 2019; 25 HRS/MO DURING TRADING HOURS; TAX RETURNS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-03-23

S66 Uniform Combined State Law Examination

2007-03-23

Designations

Other Names

Matthew Arndt

View on SEC IAPD